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What is syntax?

Syntax is the set of rules, principles and processes that govern the structure of sentences in a given language, usually including word order.

What is grammar?

Grammar: rules of a language governing the sounds, words, sentences and other elements, as well as their combination and interpretation

What does synax do?

1. Identifying and classifying elements

  • Categories, phrases, clauses
  • Constituents

2. Ordering of elements

  • Within the phrase
  • Within the clause

3. Understanding syntactic phenomena

  • Hierarchy
  • Recursivity
  • Ambiguity

Name some word-classes

noun, verb, adjective, preposition, determiner, conjunctions, pronouns, ...

3 criteria for word-class classification

  1. Semantic
  2. Morphological
  3. Syntactic (=distributional)

Semantic criteria for word-classes

What is the meaning of words?

  • Nouns: persons and objects (student, book, love, …)
  • Verbs: actions or states (eat, laugh, live, know, …)
  • Adjectives: concrete/abstract qualities of persons/objects (dead, green, asleep, funny, real, …)
  • Adverbs: manner (quickly), likelihood (propably), frequency (often), attitude (unfortunately), degree (very), etc.
  • Prepositions: place relations (in, on), time relations (after, during) and other relations (with, for)

 

Problems with semantic criteria:

  • Nouns can also denote events (accident, explosion, event) or qualities (patience, intelligence)
  • Nouns and pronouns can also denote places (inside, border; here, there) or times (today, now)
  • Adjectives can also denote likelihood (possible, probable)

Morphological criteria for word-classes

What morphemes are typical of that word class? How to the words look?

Basic idea: different words combine with different inflectional and derivational affixes

 

Problems with morphological criteria:

  • The same affix may create different word classes: interesting (Adj) - building (N); rework (V) - rebirth (N)
  • Mass nouns: no plural forms (*milk-s, *advice-s)
  • Verbs denoting a permanent state: no progressive form (*I am know-ing this)
  • Non-gradable adjectives: no camparative/superlative forms (*dead-er/dead-est)
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Syntactic criteria for word-classes

Where does the word go in a sentence? What words does it occur next to?

  • Adjectives precede nouns (black cats, *cats black)
  • Determiners precede adjectives (the black cats, *black cats the, *cats black the)
  • Adverbs modifying adjectives precede them (extremely cheap, *cheap extremely)
  • Clausal conditions occur in clause-initial position (I went home because I was tired. *I went home, I was tired because.)
  • Prepositions precede noun phrases (to the table, *the table to)

 

Problems with syntactic criteria:

  • Afjectives can sometimes follow nouns (the book available, the people present)
  • Adverbs can occur in many positions (suddenly he left the room, he suddenly left the room, he left the room suddenly)
  • Not only conjunctions can occur initial position
  • Prepositions do not always precede a noun phrase (What are you staring at?, The man invited us in.)

Phrases

Phrase is the syntactic unit above the word level (but not a clause). The syntactic behaviour of a phrase is determined by its head.

Some syntatic rules dertmine the internal structure of a phrase, some determine where a given phrase may occur.

Types of noun phrases

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Heads

most important element of the phrase

indicates what is being described by the phrase and its possible role in the sentence

Determine the head and type of phrase!

  1. Extremely intelligent
  2. In the garden
  3. Unbelievably slowly
  4. Was a lovely day
  5. The lonely mouse who did'nt want to play with all the other mice

 

  1. Extremely intelligent -> AP
  2. In the garden -> PP
  3. Unbelievably slowly -> AdvP
  4. Was a lovely day -> EVP
  5. The lonely mouse who did'nt want to play with all the other mice -> NP

examples of (prehead/posthead) dependents

modifiers, complements, determiners, ...

Phrase structure rules

  1. NP
  2. EVP
  3. AP
  4. PP
  5. Clause
  1. NP: (Det) (A) N (PP) (CI)
  2. EVP: (Aux) V (NP) (PP)
  3. AP: (Adv) A
  4. PP: P NP
  5. Clause: NP VP

What are constituents?

An identifiable subpart of a sentence.

Structural units can make up a larger unit.

They are identifiable by 5 constituency test.

5 constituency tests

  1. Pronominalization/Substitution
  2. Movement test
  3. Coordination test
  4. Creating a gap/Delection test
  5. Sentence fragments/question test (stand-alone test)

Pronominalization/Substitution

1 of 5 constituency tests

A word or a group of words form a constituent, if they can be replaced by pronoun such as she, it, they, her, him, etc.

Movement test

1 of 5 constituency tests

A word or a group of words form a constituent, if they can be moved to a different position within the sentence.

Coordination test

1 of 5 constituency tests

A word or a group of words form a constituent, if we can use a conjunction such as and/or to join them to another word or group of words.

Creating a gap/Delection test

1 of 5 constituency tests

If a word or a group of words can be deleted from a sentence, it must be an optional constituent.

Sentence fragments/Question test/Stand-alone test

1 of 5 constituency tests

If a word or a group of words ca be used to answer a question and stand alone, they form a constituent.

3 important features of grammar we concern ourselfs with in regard to syntax

  1. Hierarchy
  2. Recursion
  3. Ambiguity

Hierarchy

Merging: creating a hierarchy of constituents, where smaller constituents are embedded into larger ones

-> Constituency test help determine the hierarchical structure

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Recursion

repeating items in a self-similar way; repition of the same syntactic patterns embedded one into another

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Ambiguity

when severl different hierarchies are possible

  1.  Sherlock saw [the man [with binoculars]].
  2. Sherlock [saw [the man] [with binoculars]].

Syntactic form

word-class: what the element is, internal property of the constituent, defined my semantic & morphological & syntactic criteria

eg:  noun, verb, preposition/NP, VP, PP, ...)

Syntactic function

role in its grammatical context, what the element does, external role of the constituent

eg: subject, predicate, complement, adjunct, ...

Complement

  • Non-subject argument
  • A non-subject constituent that cannot be left out
  • Types: direct objects, indirect objects, prepositional objects, subject complements, object complements, …

 

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No one-to-one realtion: form/function

One form may have many functions, one function may have many forms.

Example: boring is an Adj (also whole AdjP) by form, but can have many functions:

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What syntactic funtion do the underlined NP have?

  1.  SUbject
  2. Object direct
  3. Object indirect
  4. Subject complement
  5. Object complement
  6.  Adjunct
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Verb complementation patterns: 5 different verb classes

  1. Intransitive verbs eg: laugh, snore, fall, tremble, die
  2. Monotransitive verbs eg: buy, build, destroy, kill, ruin
  3. Ditransitive verbs eg: give, donate, hand, send
  4. PP-complement/complex-transitive verbs eg: venture, put, lie, subtract
  5. Copular verbs eg: be, become, seem, appear
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Intransive verbs/scheman

  • No complements
  • S V
  • The girl cried.; The leaves are falling.

Monotransitive verbs/schema

  • One complement
  • S V Od
  • The dog ate the bone.; John bought a book.

Ditransitive verbs/schema

​​​​​​​

  • Two P-less complements
  • S V Oi Od
  • The girl gave the dog the bone.

PP complement verbs/schema (=complex-transitive verbs/schema)

  1. Prepositional object only
  • S V Op
  • He ventured into the deserted building. They longed for a rest.

2. Direct object and prepositional objects

  • S V Od Op
  • He put the book on the table.; The dog knocked the vase off the table.

Copular verbs

  • Those with a subject complement
  • S V Cs

The dog is in the garden.; The dog is asleep.; Alice was a little girl.

Clauses with an object complement

 

  • S V Od Co
  • Corpular verb can be seen as implied between Od and Co

verb types/clause patterns

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more examples of sentence patterns

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more examples of sentence patterns

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Word-class exercise

  1. the: determinative
  2. slowly: adverb
  3. knocked: verb; on: preposition
  4. lives: verb, Paris: noun
  5. fast: adverb, your: determinative
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Decide which syntactic function the underline phrases fulfill! Also identify the complementation pattern! What type of phrase?

  1. Lisa pushed Bart.
  2. Voldemort attacked Harry with a killing curse.
  3. Dumbledore told Harry a secret.
  4. The Death Star was destroyed by the Rebel Alliance.
  5. Frodo threw the ring into Mount Doom.
  1. NP, subject, monotransitive
  2. PP, adjunct, monotransitive
  3. NP, indirect object, ditransitive
  4. NP, subject, intransitive
  5. NP, direct object, complex-transitive

Decide which syntactic function the underline phrases fulfill! Also identify the complementation pattern! What type of phrase?

  1. Frodo threw the ring into Mount Doom.
  2. They returned to Mordor.
  3. Éowyn called Saruman a traitor.
  4. Frodo is very brave.
  5. He presented the ring to Galadriel.
  1. PP, prepositional object, complex-transitive
  2. PP, prepositional object, complex-transitive
  3. NP, object complement, complex-transitive
  4. AdjP, subject complement, copular
  5. PP, prepositional object, complex-transitive

Identify the kind of complement!

 

  1. the coin: object direct
  2. his pocket: prepositional object
  3. safe: object complement
  4. very special: subject complement
  5. magical powers: direct object
  6. the coin: direct object 
  7. him: indirectobject
  8. his life: direct object
  9. better: object complement
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Identify the complementation patter and syntactic funtion!

  1. The wine made Fred drunk.
  2. The dog bit my arm.
  3. You told me a lovely story.
  4. She’s on the phone.
  5. The taxi driver took me to the airport.
  6. I laughed because the joke was funny.
  1. complex-transitive, (S V Od Co)
  2. monotransitive, (S V Od)
  3. ditransitive, (S V Oi Od)
  4. copular, (S V Cs)
  5. complex-transitive, (S V Oi Op)
  6. Intransitive , (S V) + copular, (S V Cs) 

Try out all constituency tests with the following sentence (test for the underlined element, or the VP should that not be possible):

The professor wants the students to succeed.

  1. Pronominalisation: She/He wants the students to succeed.
  2. Movement: It is the professor who wants the students to succeed.; The students are wanted to succeed by the professor.
  3. Coordination: The professor and the tutor wants the students to succeed.
  4. Gapping: The professor wants the students to succeed, doesn‘t she/he ?
  5.  Sentence fragements: 
  • Q: Who wants the students to succeed?
  • A: The professor.

Which of the following underlined chunks is/are constituents?

1, 3, 5 are constituents

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Identify the syntactic function of the underlined phrase:

Mary went to France with her school last year.

 

a) adjunct

b) adverb phrase

c) noun phrase

d) temporal phrase

a adjunct 

Which of the following statements is/are true about the following sentence?

The boy threw his toys on the floor.

 

a) ‘threw his toys on the floor’ is a constituent

b) it is ditransitive

c) it is a simple sentence

d) it contains a subject complement

a & c

Which of the following statements is/are true about the syntactic function of a word?

 

a) you can also call it ‘syntactic class‘

b) it describes the role an element has in its grammatical context

c) ‘adjunct’ is an example of a syntactic function

d) it is defined by morphological, semantic, and syntactic criteria

b & c

Which of the following phrases is/are head-final?

 

a) the very large building

b) completely empty

c) ate the entire cake

d) on the table

e) the man with the black hat

f) bitterly cold

a, b, f

How can we describe the relationship between the two underlined words?

My dog fell down the well. I’m not feeling very well.

 

a) They have a close syntagmatic relationship.

b) They are hyperonyms.

c) They are homonyms.

d) They belong to the same syntactic class.

e) They are hyponyms.

c